James Smith

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James Smith has been registerd at these firms at one time.

1st Global Capital Corp. 1st Global Capital Corp. A. G. Edwards & Sons, Inc. ADP Broker-Dealer, Inc. Allstate Financial Services, Llc American Family Securities, Llc American General Securities Incorporated American General Securities Incorporated American General Securities Incorporated Ameriprise Financial Services, Inc. Ameriprise Financial Services, Inc. Ameriprise Financial Services, Inc. Ariel Distributors, Llc AXA Advisors, LLC AXA Advisors, LLC Banc Of America Investment Services, Inc. Banc Of America Investment Services, Inc. Banc Of America Securities Llc Banc Of America Securities Llc Barclays Capital Inc. Barclays Capital Inc. Barclays Global Investors Services BB&T Investment Services, Inc. Butler Freeman Tally Financial Group, Llc Cambridge Investment Research, Inc. Capmark Securities Inc. Charles Schwab & Co., Inc. Charles Schwab & Co., Inc. Charles Schwab & Co., Inc. Charles Schwab & Co., Inc. Chase Investment Services Corp. Cochran Caronia Waller Securities Llc Colonial Brokerage, Inc. Commonwealth Financial Network Compass Brokerage, Inc. Coordinated Capital Securities, Inc. Country Capital Management Company Cozad Asset Management Inc CREDIT SUISSE SECURITIES (USA) LLC D.A. Davidson & Co. Edward Jones Edward Jones Edward Jones Edward Jones Equitrust Marketing Services, Llc Equity Services, Inc. Falcon Financial Management, Inc. Farmers Financial Solutions, Llc Farmers Financial Solutions, Llc Farmers Financial Solutions, Llc Fidelity Brokerage Services Llc Fidelity Investments Institutional Services Company, Inc. Foresters Equity Services, Inc. FSC Securities Corporation Garden State Securities, Inc. Goldman, Sachs & Co. H&R Block Financial Advisors, Inc. H.D. Vest Investment Services Horace Mann Investors Inc HSBC Securities (Usa) Inc. Hutchinson, Shockey, Erley & Co. ING Financial Advisers, LLC ING Financial Partners, Inc. ING Financial Partners, Inc. Institutional Cash Distributors, LLC Invesco Distributors, Inc. Investors Capital Corp. J.J.B Hilliard, W.L. Lyons, Llc J.P. Morgan Securities Inc. J.P. Morgan Securities Inc. J.P. Morgan Securities LLC J.P. Morgan Securities LLC Janney Montgomery Scott Llc Jefferies & Company, Inc. Legend Equities Corporation Lehman Brothers Inc. Lincoln Financial Advisors Corporation Lincoln Financial Securities Corporation LPL Financial Corporation LPL Financial Corporation Main Street Advisors, Llc Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated Mml Investors Services, LLC Morgan Keegan & Company, Inc. Morgan Stanley & Co. Incorporated Morgan Stanley & Co. Incorporated Morgan Stanley Smith Barney Morgan Stanley Smith Barney Morgan Stanley Smith Barney Morgan Stanley Smith Barney Morgan Stanley Smith Barney MWA Financial Services Inc. Nationwide Investment Services Corporation Nationwide Securities, Inc. Nationwide Securities, Inc. Nationwide Securities, Inc. Neuberger Berman LLC Newbridge Securities Corporation Nexcore Capital, Inc. NFP Securities, Inc. Nomura Securities International, Inc. Northwestern Mutual Investment Services, Llc Northwestern Mutual Investment Services, Llc Nylife Distributors Llc Nylife Securities Llc Nylife Securities Llc Nylife Securities Llc Obsidian Financial Group, Llc Parallel Advisors, LLC PFS Investments Inc. PFS Investments Inc. PFS Investments Inc. PFS Investments Inc. PFS Investments Inc. Philadelphia Investment Management Co Phillips & Company Pierce Financial Planning, Inc Planmember Securities Corporation Planmember Securities Corporation Pnc Investments Prisol Securities, Inc. Pruco Securities, Llc. R. J. Thompson Securities, Inc. Raymond James Financial Services, Inc. Raymond James Financial Services, Inc. RE Advisers Corporation Ridgeway & Conger, Inc. Royal Alliance Associates, Inc. SagePoint Financial, Inc. Scott & Stringfellow, LLC Securities America, Inc. Securities America, Inc. Sentry Equity Services, Inc. Shay Financial Services, Inc. Signator Investors, Inc. Smith Barney - Citigroup Smith Barney - Citigroup Smith Barney - Citigroup Southern Farm Bureau Fund Distributor, Inc. Southwest Securities, Inc. Spelman & Co., Inc. State Farm Vp Management Corp. State Farm Vp Management Corp. Sunset Financial Services, Inc. Suntrust Investment Services, Inc. Suntrust Investment Services, Inc. Susquehanna Financial Group, Lllp The Fleetwood Group, Llc Thrivent Investment Management Inc. Tower Square Securities, Inc. Transamerica Financial Advisors, Inc UBS Financial Services Inc. UBS Financial Services Inc. USAA Financial Advisors, Inc. Variable Investment Advisors, Inc. Wachovia Securities, Llc Wachovia Securities, Llc Wachovia Securities, Llc Wachovia Securities, Llc Wachovia Securities, Llc Wachovia Securities, Llc Wachovia Securities, Llc Walnut Street Securities, Inc. Wells Fargo Advisors Financial Network, LLC Wells Fargo Advisors, LLC Wells Fargo Investments, Llc Wells Fargo Securities, LLC Woodmen Financial Services, Inc. Workman Securities Corporation

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